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SOX 101

Training overview
8 hours
Next start date: Inquire for more information - Worldwide
On-site / Company-specific
Course description

Course description

SOX 101

This timely, one-day training seminar is designed for controllers, C-level executives, finance managers, attorneys, IT professionals, CPAs, auditors and department heads. Learn the basics of Sarbanes-Oxley Compliance and how to apply it in your organization.


  • Overview of Sarbanes-Oxley Compliance, including key terms and definitions
  • Learn how the many years of SOX compliance has changed compliance moving forward
  • Learn the importance of a top-down risk assessment and how to apply this methodology in your organization

Who should attend?

Auditors wanting to learn the basics of Sarbanes-Oxley Compliance and how to optimize compliance efforts (NASBA Field of Study: Auditing).

Training Content


  1. Introduction
  2. SOX History Lesson Part I - Inception and AS2
  3. SOX History Lesson Part II - Backlash and AS5
  4. COSO Overview - What are Internal Controls?
  5. Summary of AS5/SEC Guidance
  6. Applying a Top-Down Risk-Based Approach
  7. IT General and Application Controls - Overview
  8. SOX Risk Assessment
  9. Testing and Documentation Overview - What, Why, When and How Many


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About supplier



GoldSRD is a leading provider of high-quality, interactive professional development. We have over 200 full-day courses on technical capabilities (Internal Audit, Accounting, Finance, IT Audit and Microsoft-Office specific courses) and People-Centric (“soft”) skills. Our Founder, Danny M. Goldberg, is a...

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