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Intermediate SOX

Training overview
Length: 16 hours
Course homepage: Click here
Next start date: Inquire for more information - Worldwide
Provider: GoldSRD plus
Training type: On-site / Company-specific

Course description

Course description

Intermediate SOX

This timely, one-day training seminar is designed for controllers, C-level executives, finance managers, attorneys, IT professionals, CPAs, auditors and department heads. Attendees will learn how to optimize Sarbanes-Oxley Compliance and how to apply efficiently and effectively in your organization.


  • Overview of Sarbanes-Oxley Compliance, including key terms and definitions
  • Learn how the many years of SOX compliance has changed compliance moving forward
  • Learn the importance of a top-down risk assessment and how to apply this methodology in your organization
  • Learn how to optimize the value of SOX in your organization

Who should attend?

Auditors who know the basics of Sarbanes-Oxley Compliance but want a more refined and efficient approach (NASBA Field of Study: Auditing).

Training Content


  1. Introduction
    1. SOX History Lesson Part I - Inception and AS2
    2. SOX History Lesson Part II - Backlash and AS5
  2. COSO Overview - What are Internal Controls?
  3. Summary of AS5/SEC Guidance
  4. Applying a Top-Down Risk-Based Approach
  5. CobiT Overview
    1. IT General and Application Controls - Overview
  6. SOX Risk Assessment
    1. Discussion of Key Areas/Risk/Challenges
    2. Discussion of Necessary Documentation
  7. Testing and Documentation Overview - What, Why, When and How Many
  8. Spreadsheet Optimization


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About supplier



GoldSRD is a leading provider of high-quality, interactive professional development. We have over 170 full-day courses on Internal Audit, Accounting, Finance, IT Audit and People-Centric (“soft skills”). Our Founder, Danny M. Goldberg, is a former chief auditor with over 21...

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