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Securities Industry Intensive Introduction - On-site Course
The Intensive Introduction to the Securities Industry class is a highly interactive one-day session that will provide a solid perspective on this critical and still evolving industry. Beginning with a review of the significant events that have influenced investor investments, products and regulation we continue with an examination of the primary participants and their roles. Products are next on the agenda where we explore the basic characteristics of the six major asset classes.We continue on with an examination of the components of a securities firm, marketplaces where securities trade and the regulatory infrastructure in the US.
Throughout the class there will be points where we will discuss the drivers of certain practices, their effectiveness and what value they contribute to the industry. Participants will be encouraged to pursue related issues of interest.
Who should attend?
This course is suitable for staff new to financial markets and products.
- Components of a securities firm
- Exchanges / marketplaces
Participants of this program will receive 7 CPE credits.
Financial Markets World - Leading Financial Training
Financial Markets World (FMW) is a leading provider of financial training to the global financial community. FMW offers cutting-edge training courses that cover the breadth of the global financial services industry, and address current industry requirements. All of FMW's training...
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