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Margin - Introduction - On-site Course
This hands-on workshop reviews regulatory requirements concerning margin account calculations, including those pertaining to long and short equities and long debt securities. Participants will learn to calculate SMA adjustments for a variety of account transactionsand requirements for handling restricted accounts. The workshop uses detailed examples and provides practice with account calculations.
Who should attend?
Entry level operations personnel, salespeople, and others who calculate margin requirements or handle client margin accounts
- Introduction: Margin Basics
- Equity Margin Requirements
- Special Memorandum Account (SMA) Rules
- Fixed Income Margin Requirements
Participants of this program will receive 7 CPE credits.
Financial Markets World - Leading Financial Training
Financial Markets World (FMW) is a leading provider of financial training to the global financial community. FMW offers cutting-edge training courses that cover the breadth of the global financial services industry, and address current industry requirements. All of FMW's training...