Course description
Compliance management is the continuing process of monitoring and evaluating systems in an organisation to ensure they abide by legal requirements and accepted standards. You will start by looking at compliance, compliance management programmes and the benefits they provide to institutions. Learn about the functions of an effective board and management and dive into the five fundamental components of compliance. Familiarise yourself with the foundations of the ‘compliance house’ concept and how to create the structure of a company.
Next, learn how to conduct a compliance audit with its elements and principles. We will discuss the functions of the International Standards of Supreme Audit Institution (ISSAI) to help guide your company and employees. Find out the various responsibilities of ethics and compliance practitioners and look at the different types of values and rules. Gain a deeper understanding of risk management and the forms of risk in order to analyse, assess and identify them quickly.
After completing this course, you will have the knowledge and skills to design and implement risk and compliance strategies, policies, procedures and risk assessments. Whether you are a professional in corporate governance, compliance management or a student, you will find this exciting course beneficial. Studying compliance management will enable you to apply the principles in your organisations to build trust and avoid legal issues. Why wait? Start learning today and improve your professional skills.
Upcoming start dates
Training content
Compliance Management
Description: In this module, you will learn about the different elements of the compliance management system and the advantages of compliance for a business. Study the aims and guiding principles of risk management as well as the duties and responsibilities of the compliance officer.
- Learning Outcomes
- Introduction to Compliance Management
- Compliance Auditing and Ethics
- Risk Management
- Lesson Summary
Course assessment
- Assessment: Basics of Compliance Management - Course Assessment
Certification / Credits
By the end of this course, you will be able to:
- Discuss the responsibility and challenges facing a compliance department
- Explain the elements of an effective compliance programme
- Describe the different aspects of the compliance management system
- Outline the roles and responsibilities of a compliance officer
- Indicate the process of conducting a compliance audit
- State the differences between ethics and compliance
- List the principles and objectives of risk management
- Summarise the risk management process
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