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Auditing for In-charge Auditors

ACI Learning
Training overview
3 days
1,833 USD
Next start date: 12/13/2021 06:00 - Online
Professional Course

Course description

Auditing for In-charge Auditors

In this course, you will learn the skills, competencies, techniques and practices that an auditor incharge applies when supervising an engagement. Coverage includes frameworks that are relevant to the execution of audits, the lifecycle of audits, the key activities in the phases of an audit (planning, fieldwork and reporting), and coverage of the technical and soft skills for success.

COVID-19 Update

In light of COVID-19, this provider is now delivering some or all of their courses online. Contact them for more information!

Who should attend?

Financial, Operational, Information Technology and External Auditors with two or more years of audit experience

Fundamentals of Internal Auditing (OAG101) or equivalent experience

Training content

  • Overview
    • Course Overview
    • Audit Concepts
  • Control Environment
    • The Changing Control Environment
    • Hard and Soft Controls, Methods of Testing Them
    • Changes Since Sarbanes-Oxley was Implemented
    • Governance, Risk, and Compliance
    • Key Governance Events and Frameworks
    • Audit Process
    • Steps in the Audit Process
    • The important Roles of the In-Charge
    • Workpaper Quality
    • Performance Evaluations
  • Audit Process
    • Steps in the Audit Process
    • The important Roles of the In-Charge
    • Workpaper Quality
  • Fieldwork and Program Development
    • Preliminary Fieldwork and Program Development
    • Operational vs. Financial Auditing
    • Fieldwork Methodology Tools
    • Data Analytics
  • Risk Assessment Strategies
    • Risk Assessment Strategies
    • Risk Assessment Effectiveness
    • Internal Audit Role in ERM
  • Fraud Awareness
    • Fraud Awareness
    • The Fraud Triangle and Hexagon
    • The Impact of SOX in Addressing Fraud
    • Areas of Fraud Occurrence
    • Fraud Red Flags
    • Techniques for Preventing and Detecting Fraud
    • What to do When you Suspect Fraud
  • Communication
    • Quality of Communications
    • How to Make Meetings More Effective
    • Techniques for Executive Summary, Recommendations
    • Guidelines for Issuing More Timely Reports
    • Closing Conference Strategies
  • Marketing Internal Audit
    • Marketing the Internal Audit Function
  • Audit Project Management
    • Triple Constraints, 3 Themes of Project Management
    • The Five Phases of Project Management
    • The Three S’s of Planning
    • The Why and How of Monitoring and Control audit
    • What do do When you Fall Behind
    • Types of Audit Teams
    • Key Factors, Successful Audit Project Management
    • Key Factors to Set and Manage Time Estimates
    • Common Workflow Planning Issues
    • Project Management Techniques
  • Productivity
    • Improving Productivity
    • Key Questions, Higher Productivity during Planning
    • Key Questions for Higher Productivity in Fieldwork
    • Key Questions for Higher Productivity in Reporting

Certification / Credits

Completion of this course is worth 24 CPE Credits

About ACI

ACI Learning

At ACI Learning, we train leaders in Cybersecurity, Audit, and Information Technology. Whether you're starting your IT career, mastering your profession, or developing your team, we're with you every step of the way. We believe that training is not a...

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Average rating 4.4

Based on 11 reviews.

Taylor D.
I enjoyed the course. The size was perfect because it allowed for all of us to share our experiences and really get to know each other.
Anna P.
Kathleen did a great job adjusting her delivery method to what the class wanted. A lot of us wanted to hear about experiences from the others and she incorporated that in to the learning very well.
Richard D.
Registration materials did not indicate that lunch was being provided daily. Apparently this was the first year lunch has been provided and there was some mix up in providing the information during the registration process. It was most helpful to have lunch provided as part of the course.
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Training reviews
Course rating
Based on 11 reviews.

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